Superannuation Contribution, Pension and Rollover Advice

Client Information and Verification Checklist

This checklist is designed to assist advisers in documenting the inquiries made, information obtained, verification completed and the basis for recommending a superannuation contribution, pension or rollover strategy.

Answers stay in this browser tab and are never sent anywhere. Download the Excel file to keep a copy. Only the adviser name is remembered on this device.

Check and download

The Excel file has two sheets: Checklist, laid out for printing and filing, and Form data, which lets you open the file here again to keep working on it.

This checklist directly aligns with the issues ASIC identified in its 2026 Financial Advice Update and would provide strong evidence that the adviser has made appropriate inquiries, verified relevant information, analysed the strategy, and documented why the advice is appropriate.